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- Undertaking client due diligence checks and determining the nature and level of due diligence required.
- Facilitating the onboarding process for new customers.
- Check that all appropriate information is contained in the KYC review of documents to meet all regulatory and legal requirements
- Ensure compliance with AML/KYC regulations, Internal policies, and procedures
- Report any suspicious or unusual activity to the compliance department.
- Using Sanctions & Regulatory Checking database to establish if there are reputational or sanction related issues.Â
- Ensure that during the process, any identified ‘High Risk’ cases from due diligence and sanctions activities are escalated to management
- Advising the business day-to-day as required on policy application and interpretation – e.g. customer due diligence requirements.
- Assist with specific departmental projects as required.
- Adhere to company and regulatory policies, procedures together with mandatory training requirements.
- Previous experience within a Due Diligence/KYC/Compliance environment within the London Insurance Market.
- Knowledge and use of sanction checking software
- Understanding of regulation and legislation requirements
- Experience of the technical tasks listed under key responsibilities & accountabilities
- Understanding of regulation and legislation requirements
- Good IT skills and ability to pick up new systems quickly
- Strong communication skillsÂ
