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- Job Type: Full-time Permanant
- Location: London
- Benefits: Hybrid Working
We are seeking a Compliance Associate for a prestigious Bank in implementing their regulatory compliance and AML frameworks. This role is integral in supporting the strategies, projects, and activities of the Compliance & AML Unit.
Responsibilities:
- Develop, update, and manage the bank’s Compliance Plan, including compliance testing and risk assessments.
- Prepare and present regulatory compliance and AML reports to management, the Audit and Risk Committee, and the Board of Directors.
- Assist in the bank’s complaints handling process and ensure adherence to Consumer Duty principles.
- Provide secretariat support to the Audit and Risk Committee, including preparation of report packs and meeting minutes.
- Update internal regulatory compliance and AML policies, procedures, and guidelines.
- Support the facilitation of regulatory examinations and resolution of audit findings.
Requirements:
- Degree in Finance, Economics, Business, or a related field, with an understanding of banking operations and products.
- Proficiency in Microsoft Office and experience with compliance software like World Check One.
- Strong communication, problem-solving, and project management skills.
- Fresh graduates are welcome.
