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We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider.
The Firm:Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance team.
The Role:The AVP, Compliance Assurance roll will support the Head of Compliance in delivering a comprehensive compliance program across the Group. This role has a broad mandate, including the integration of data and technology to enhance compliance processes and drive innovation in compliance assurance.
Key Responsibilities:
- Manage change control processes to ensure regulatory compliance and continuous improvement.
- Lead transformational enhancements to the Group’s Risk Rating Tool (RRT) methodology.
- Drive strategic projects to upgrade or optimise monitoring and surveillance systems.
- Ensure the effectiveness of the Group’s Compliance Validation Testing (CVT) programme.
- Continuously evaluate and improve the orchestration of the Group’s risk data to enhance compliance oversight.
- Advance Management Information (MI) reporting through automation and simplification, ensuring efficiency.
- Provide support on ad hoc compliance projects and initiatives, including M&A due diligence as required.
- Collaborate closely with Group and jurisdictional stakeholders to successfully deliver compliance initiatives.
Qualifications and Skills:
- Minimum 5 years of compliance experience with an international financial services provider, preferably within banking.
- Strong knowledge of financial crime, regulatory compliance, and sanctions obligations, particularly in the UK and CDOT jurisdictions.
- Proficiency in managing large datasets; SQL skills are highly desirable.
- Exceptional communication and report writing abilities.
- High attention to detail, strong analytical skills, and a proactive approach to problem-solving.
- Unwavering ethical standards and ability to handle confidential matters with discretion.
