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Policy manager
Compliance Executive

Compliance Executive

Sanderson

Posted 10 hours ago, valid for 5 days

London, Greater London EC1R 0WX

Full Time

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Sonic Summary

The Compliance Executive position in the Financial Services industry offers a hybrid work model with two days on-site each week.
The role involves supporting the Compliance Manager in reviewing and approving marketing collateral for all entities.
Candidates should have experience in compliance monitoring, understanding of the FCA handbook, and strong stakeholder management skills.
The position pays between £300 and £350 per day and is classified as inside IR35.
A minimum of three years of relevant experience in compliance or a related field is required for applicants.

Compliance Executive

Industry: Financial ServicesHybrid Model (2 days on site)£300 - £350 per day (Inside IR35)

Role overview:

You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in for the all entities.

* Identify and assess risks in marketing materials to ensure they are clear and fair for customers.* Verify that all promotions meet regulatory standards.* Maintain accurate approval records.* Escalate concerns and ensure corrective actions are taken when needed.

KEY SKILLS: Compliance monitoring, Financial promotions, FCA handbook understanding, stakeholder management

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