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COMPLIANCE MANAGER (opportunity for an experienced Paraplanner), London, To £60/80k

Financial Divisions
Posted 5 days ago, valid for a month
Location

London, Greater London EC1R 0WX

Contract type

Full Time

Life Insurance

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • An experienced Paraplanner is sought to transition into a Compliance-focused role within a reputable London-based wealth management firm.
  • The position offers a competitive salary along with an excellent benefits package, including a 10% pension, life insurance, and 30 days plus 8 bank holidays.
  • Candidates should have a strong interest in compliance and at least several years of experience in a paraplanning role.
  • The role involves overseeing regulatory requirements, managing business risks, and participating in senior management decision-making.
  • This opportunity includes a defined fast track career path to a Directorship within a year, with regular financial rewards for performance.

Opportunity for an experienced Paraplanner to change career focus

Excellent benefits package ( 10% pension, Life Insurance, IFSTL, 30 days + 8 Bank holidays, Flexible working, 3 days in the office, 2 at home)

Excellent opportunity for an experienced Paraplanner with a strong interest in focussing on Compliance to join this modern forward-thinking London based wealth management firm offering a defined fast track career path to achieve Directorship. The aim is for the selected person to take on senior Management functions relating to Compliance Oversight and Money Laundering Reporting roles within a 12-month period with a financial reward process in place. The business has an excellent reputation focussing on a portfolio of HNW long term Clients and provides wealth management services to Private Clients and Businesses across protection, retirement, estate planning, employee benefits, savings and investments, and succession planning.

Opportunity Highlights

** Oversee regulatory requirements, identify, and manage business risks and the implementation of compliance 'best practice’.

** Attend senior management meetings taking responsibility for decision making, helping to shape and develop the culture of the company and support the company needs, vision and strategy

** Act as a Leader to be an advocate for great work always working to company SLAs.

** Maintain ongoing Professional Development to meet your personal development needs as well as supporting the personal development of the team

** Demonstrate the ability to manage both internal and external relationships

** Provide continuous improvement of compliance activities and processes to support the company’s needs, vision, and strategy, whilst ensuring compliance with government regulations and industry standards

** Adopt a risk-based approach to compliance monitoring.

** Excellent progressive opportunity with regular financial rewards and a very comprehensive Benefits Package on offer

** Ideal opportunity for a Senior Paraplanner with a strong interest/exposure to Compliance within Wealth Management

To register your interest and to view the specification, please contact Camilla Howden at Financial Divisions.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.