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Wealth Management
My client is a boutique IFA in The City who pride themselves on their ethical and client centric approach to advice.
They have created a new role due organic growth for a Compliance Manager to join their team. Working closely at Director level, this opportunity will help you work towards Director level and equity/shares in the business.
They are currently looking for an experience Compliance Manager from Wealth Management to come on board and head up their Compliance function. This is a pivotal role for this growing IFA and key components you will be overall responsible for and to deliver on are compliance oversight, training & development, advice procedures, systems & controls, money laundering reporting and key management information.
This is a fantastic opportunity to be part of the growth and success of a highly reputable IFA where you will be given the opportunity to work towards Director level with equity. And be part of driving business forward.
If you would like to discuss further, please email Ursula at Financial Divisions
