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Compliance Officer - Alternative Funds

Compliance Officer - Alternative Funds

Meraki Talent Limited

Posted 2 days ago, valid for 19 days

London, Greater London EC1R 0WX

Full Time

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Sonic Summary

Meraki Talent is seeking a Compliance Officer for a boutique investment management firm located in the West End of London.
The role requires previous experience in a compliance position within the financial services industry, particularly in alternative investments, and a deep understanding of relevant regulatory frameworks.
Key responsibilities include enhancing and maintaining a compliance framework, monitoring regulatory developments, and conducting compliance testing and training programs.
The position involves client interaction and requires strong communication skills to effectively engage with stakeholders and regulators.
The salary for this role is competitive, and candidates should have at least 3-5 years of experience in compliance within the financial services sector.

Work with key stakeholders
Broad compliance role
Client interaction

Meraki Talent is working with a boutique investment management business based in the West End of London to help them identify a Compliance Officer.Some of your duties will include:Help to enhance, implement, and maintain a comprehensive compliance framework for alternative funds, including private equity, hedge funds, real estate, and other non-traditional investment strategies.Monitor and assess regulatory developments affecting alternative funds, ensuring timely compliance with all local and international regulations (e.g., AIFMD, SEC, CFTC, FATCA, MiFID II).Review and provide guidance on fund structuring, investment processes, and documentation to ensure compliance with relevant laws and regulations.Conduct thorough compliance testing and monitoring of trading, investment, and operational activities related to alternative funds.Manage the firm’s compliance with anti-money laundering (AML), Know Your Customer (KYC), and other relevant financial crime regulations.Provide regulatory guidance and support for the firm’s reporting obligations to regulators, investors, and other stakeholders.Conduct training programs for staff to promote awareness of compliance policies, procedures, and best practices.We are looking for:Previous experience in a compliance role within the financial services industry, with specific experience in alternative investments (e.g., hedge funds, private equity, real estate, or venture capital).Deep understanding of regulatory frameworks and compliance requirements governing alternative funds (e.g., AIFMD, SEC, CFTC, FATCA, MiFID II).Proven experience with regulatory reporting, internal audits, compliance testing, and risk management processes.Strong communication and interpersonal skills, with the ability to interact effectively with internal teams, senior management, and external regulators.Please forward your CV for more details

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