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Compliance Officer - Financial Services
Location: South West London (Hybrid, 3 days in office)
Are you an experienced compliance professional with a strong eye for detail? Do you thrive in a role that ensures high-quality standards and regulatory adherence? If so, this is an exciting opportunity to join a well-established and highly regarded property and financial services firm that has been a trusted name in the industry for decades.
With a strong presence in the London market, the company offers a full suite of property services, including mortgage and protection advice, sales and lettings, surveying, block management, and financial planning. As they continue to grow, they are now looking for a Risk and Controls Officer to help maintain compliance excellence and uphold their outstanding reputation.
Why Join?
- Established, Reputable Firm - A market leader in property and financial services, with a strong brand and values-driven culture.
- Impactful Role - Play a key part in ensuring compliance, quality assurance, and regulatory standards across the mortgage and protection division.
- Career Growth - Work alongside senior management and compliance professionals, with structured training and long-term career development opportunities.
- Additional Earning Potential - Commission available on referrals to financial services, block management, and other services.
Responsibilities:
- Conduct quality assurance reviews across all business areas, ensuring compliance with FCA regulations.
- Investigate complaints and ensure that all cases meet regulatory requirements.
- Provide structured feedback to mortgage and protection consultants, identifying trends and necessary improvements.
- Support adviser inductions and ongoing training, ensuring compliance best practices are upheld.
- Work closely with the risk and compliance team to monitor emerging regulatory changes and update company policies accordingly.
- Maintain strong relationships with internal stakeholders, mortgage advisers, and protection teams.
What We’re Looking For:
- CeMAP or CII MP qualification (or equivalent).
- Experience as a Mortgage & Protection Adviser, Quality Case Checker, or Compliance Officer.
- Strong attention to detail and ability to work in a structured, process-driven environment.
- Excellent communication skills with the ability to provide constructive feedback.
- A proactive, self-motivated individual who thrives in a compliance-focused role.
What’s on offer?
- Salary up to £40k
- Career Development - Access to in-person and online training via a dedicated Talent Development team.
- Hybrid Working - 3 days in-office, offering flexibility and work-life balance.
- Financial Perks - Discounted legal fees, mortgage services, and financial support for professional qualifications.
- Company Benefits - Gym, travel & beauty discounts, Employee Assistance Programme, life assurance, employee discounts, and more.
If you’re looking for a rewarding role where you can make an impact, apply now
