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Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.
Client Details
Our client are a leading Global Asset Management firm with offices base in the city of London, Europe and Asia Pacific.
Description
The Compliance Officer - Portfolio Compliance - Asset Management will be responsible for:
- Conducting daily shareholder monitoring, data validation, and filing preparation for Shareholding Disclosure reporting obligations
- Ensuring accurate and complete disclosure submissions within prescribed internal and external regulatory deadlines, interpreting and enriching data (in Excel) to validate position movements and provide evidence-based filing submissions
- Interpreting legal and regulatory changes across various locations and jurisdictions
- Focusing on issue management, advisory support, data and regulatory analysis, project support, and stakeholder management
- Working closely with IT, Operations, Portfolio Managers, Advisory and Investment Compliance
- You will also work as part of the wider Investment Compliance and Advisory Team
Profile
The Compliance Officer - Portfolio Compliance should have the following skills:
- Ideally approx. at least 3 - 5 years' relevant experience working in the asset management industry in a similar data-driven regulatory reporting role
- Familiarity with the EU Transparency Directive and extensive legal analysis capabilities of the relevant regulations
- Microsoft Excel and Word proficiency (using VLOOKUP's, sum and other formulas)
- Stakeholder Management experience
- Strong numerical, analytical and presentation skills
- Strong attention to detail required (zero breach focus)
- Pro-active approach to issue resolution, ability to work independently
Job Offer
Salary of £55,000 -£70,000
Strong benefits package
Hybrid working - 3 days per week in the office
