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Compliance officer working within a small compliance team within large Insurance underwriters
You will be:
- Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls.
- Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the delivery of good outcomes.
- Developing compliance policies and procedures to educate and guide employees driving up standards across the business.
- Designing, implementing, and delivering compliance training programmes.
- Co-ordinating initiatives and supporting projects, undertaking research, and completing regulatory returns and applications.
- Addressing and remediating issues, and conducting root cause analysis.
- Interpreting data, analysing key performance indicators, and producing regular management reports.
You will need:
- Comprehensive knowledge of the UK and EU's financial services regulatory environment, including the PRA and FCA rules and guidance.
- Familiarity with the general insurance industry, its products, services, and market practices.
- Proven experience in a compliance role within the general insurance sector, including experience with implementing compliance policies and monitoring their effectiveness.
- Experience in identifying, evaluating, and managing regulatory risks within a general insurance firm.
- Expertise in financial crime.
- Ability to analyse complex information and regulatory requirements, form sound judgements and provide practical advice and solutions.
- Skills to create plans and deliver against agreed priorities amidst complexity and change.
- Excellent stakeholder and people management skills and experience.
- Clear, compelling, and effective communication skills both written and verbal.
- Ability to take initiative and solve problems as they arise.
- Innovative thinking, energy, and drive.
