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As a Compliance Officer, you will be tasked with ensuring that business operations comply with SRA legal regulations and internal policies.
Client Details
The organisation is a Magic Circle law firm, renowned for its commitment to quality and integrity.
Description
- Conduct conflict searches and escalate results to lawyers for analysis.
- Review all new clients and matters to ensure that a conflict search has been run where one is required under the firm's procedures.
- Conduct client screening, sanctions screening, enhanced due diligence monitoring and other research and searches as required.
- Work alongdside the AML Officers to ensure that all new clients and matters comply with the firm's AML and CDD policies and procedures.
- Send the firm's Terms and Conditions of Business to new clients.
- Respond to queries about client and matter inception, manage and implement ethical walls.
Profile
A successful Compliance Officer should have:
- A degree in law, finance, business administration, or a related field
- Proficiency in legal research and understanding of legal compliance processes
- Excellent knowledge of reporting procedures and record keeping
- A business acumen partnered with a dedication to legality
- An analytical mind with problem-solving abilities
- Excellent communication skills
Job Offer
- A competitive salary rage
- A collaborative and supportive work environment
- Opportunities for personal and professional growth
- Competitive benefits package
If you believe you are the perfect candidate to join our Risk and Compliance team in this vital Compliance Officer role, we encourage you to apply today. This is a unique opportunity to contribute to a law firm that values integrity and commitment to excellence.
