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Compliance Officer
London
£65K - £85K
Working within close knit compliance team in mid sized Insurance underwriters you will be involved with;
Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls.
- Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the delivery of good outcomes.
- Developing compliance policies and procedures to educate and guide employees driving up standards across the business.
- Designing, implementing, and delivering compliance training programmes.
- Co-ordinating initiatives and supporting projects, undertaking research, and completing regulatory returns and applications.
- Addressing and remediating issues, and conducting root cause analysis.
- Interpreting data, analysing key performance indicators, and producing regular management reports.
You will need
- Min 2 years experience in compliance within Insurance or related regulatory/legal environment.
- Knowledge of financial crime requirements applicable to UK financial services firms.
- Knowledge of and to develop knowledge of FCA Handbook, Lloyd’s Byelaws, Regulations and Codes of Conduct and all other relevant external regulatory requirements.
- Compliance issues facing Lloyd’s managing agencies covering Insurance, reinsurance and reserving practice.
- Analytical skills
- Decision making
- Relationship Management & Communication skills
- You should be a Graduate or equivalent
