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Compliance Officer | Financial Services | London/WFH | £40 - 50,000 (doe)
Finitas are supporting a growing financial services business in their search for a Compliance Officer to join their team. Reporting into the Head of Compliance, you will have an array of responsibilities, which include but are not limited to:
- Providing advice and guidance to first line teams on regulatory matters.
- Carrying out regular compliance reviews of the company's policies and procedures.
- Preparing compliance monitoring reports.
- Conducting file audits and call reviews.
- Collating and updating Compliance Registers.
- Identifying and investigating potential financial crimes such as fraud and money laundering.
- Handling customer complaints.
Experience required:
- Minimum 2 years compliance experience within financial services, preferably in secured lending/mortgages.
- Strong complaint handling and problem-solving skills.
- Strong planning and organisation skills.
- Excellent verbal & written communication skills with the ability to build relationships at varying levels.
- Strong working knowledge of the FCA handbook, including MCOB regulations.
Please note that you will initially be required to work in their London office 4 days a week, which then drops down to 3 days upon completion of a successful probation period.
If you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on / r.basra @ finitas.co.uk
