SonicJobs Logo
Login
Left arrow iconBack to search

Compliance Officer

MW recruitment
Posted 19 hours ago, valid for 13 days
Location

London, Greater London EC1R 0WX

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

info
  • Our client, a fast-growing brokerage, is seeking a Compliance Officer to support its expanding operations.
  • The role requires a strong understanding of retail broking compliance functions within FCA-regulated environments and technical expertise in CFD products.
  • Candidates should have at least 3 years of experience in compliance, with knowledge of oil swaps, derivatives, and CASS being highly desirable.
  • The position offers a competitive salary range of £50,000 to £70,000, depending on experience.
  • Joining this dynamic firm presents an exciting opportunity for career development within a high-performing team.

Our client is a fast-growing and highly successful brokerage seeking a Compliance Officer to play a key role in its expanding operations. This is an exciting opportunity to join a dynamic, ambitious firm at the forefront of the financial markets.

Key Responsibilities

  • Ensure compliance with FCA regulations, including KYC, AML, FOS, and TCF
  • Implement and maintain compliance policies, ensuring regulatory best practices
  • Conduct monitoring and oversight to mitigate regulatory risks
  • Support regulatory reporting and liaise with external regulatory bodies as required
  • Advise internal teams on compliance matters to support business growth
  • Report directly to the Compliance Manager, contributing to a strong compliance culture

Key Requirements

  • Strong understanding of retail broking compliance functions within FCA-regulated environments
  • Technical expertise in CFD products is essential
  • Knowledge of oil swaps, derivatives, and CASS is highly desirable
  • Analytical mindset with excellent problem-solving skills
  • Strong communication and stakeholder management abilities
Why Join?
  • Be part of a high-growth brokerage with a strong industry reputation.
  • Work in a fast-paced, dynamic environment where your expertise directly impacts the business.
  • Gain exposure to cutting-edge financial products and global trading markets.
  • Excellent career development prospects within a progressive, high-performing team.

This is a rare opportunity to join a thriving, ambitious brokerage and advance your compliance career in an exciting, fast-moving environment.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.