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compliance officer

cer Financial Ltd
Posted 16 hours ago, valid for 16 days
Location

London, Greater London EC1R 0WX

Salary

£45,000 - £54,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The position is for a Compliance Officer at an international bank located in the City of London, requiring five days in the office each week.
  • The role offers a salary of up to £55,000 and necessitates a minimum of two years of experience in a compliance function, including at least one year in a supervisory role.
  • Key responsibilities include reviewing trade finance referrals, delivering training, maintaining compliance registers, and conducting sanctions screening.
  • Candidates must possess relevant qualifications such as an industry-related diploma or degree and demonstrate strong knowledge of UK regulations and compliance requirements.
  • Strong presentation skills and proficiency in Microsoft Office are also essential for this role.

Compliance Officer

  • Permanent
  • City of London (5 days in the office per week)
  • Paying up to £55k

We are currently working with an international bank based in the city of London who are looking for a compliance officer to join their team asap.

Purpose of the Role

To play a key role in ensuring the Bank fully complies with the full scope of financial crime systems and controls required for UK authorised and regulated banks.

Key Responsibilities

• Review and authorise risk-based trade finance referrals.

• Deliver bank-wide training through the portal tool, periodic bank-specific briefings face to face sessions (after gaining familiarity with the Bank’s products and services).

• Maintain and periodically review the Bank’s legal and vendor databases.

• Maintain designed Compliance Registers to ensure regulatory compliance and support monthly reporting.

• Complete thematic review tasks as assigned through Compliance Monitoring Programme (CMP).

• Conduct sanctions screening for ad-hoc and in-flight transactions using industry standard tools.

Skills, Attributes & Credentials

• Qualifications - industry related diploma, e.g. ICA, ACAMS, AFB and/or a degree or relevant higher education diploma.

• Minimum 2 years’ experience in a Compliance function with minimum one year supervisory experience.

• Ability to navigate and interpret UK regulations (including PRA/FCA rulebooks) and JMLSG Guidance.

• Ability to undertake thematic reviews covering a broad spectrum of UK regulatory requirements.

• Microsoft office competence.

• Strong ability to undertake presentations and manage bank-wide training programme.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.