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Compliance Officer - Legal - City - £45,000 pro rata - 3 month contract
Wise May are looking for a Senior Risk and Compliance Officer to join our client, a personable and progressive law firm based in the City. This is a great opportunity to join a friendly team who reward hard work.
Duties to include:
- Ensuring that robust client due diligence (CDD) is conducted when onboarding clients with particular focus on CDD for corporate entities and more complex structures.
- Liaising with fee earners to ensure that any outstanding information for onboarding, including conflict checks, AML checks and Risk Assessments are completed.
- Conducting screening.
- Answering AML queries and escalating where required.
- Managing a shared inbox ensuring that emails and requests are dealt with in a timely manner.
- Supporting the team with other risk and compliance projects.
- Carrying out administrative duties and other ad-hoc activities as required.
Key skills required:
- A minimum of 5 year experience in a risk and compliance role ideally within a law firm.
- Prior experience in reviewing risk assessments and experience in client onboarding.
- Experience in completing CDD/KYC for corporate entities and exposure to complex corporate structures would be an advantage.
- Experience with dealing with regulatory queries and general risk and compliance matters in a law firm.
- Strong attention to detail and an ability to handle confidential information in a professional and discreet manner.
- Excellent analytical skills and a high standard of written and oral communication.
- Strong IT skills.
