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Compliance officer FTC

Michael Page Legal
Posted 4 days ago, valid for 6 days
Location

London, Greater London EC1R 0WX

Salary

£45,000 - £54,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • This is an exciting opportunity for a Compliance Officer within a boutique law firm in London.
  • The role requires a degree in law or a related field and proven experience as a Compliance Officer in a law firm.
  • Key responsibilities include drafting contracts, conducting risk assessments, and advising on AML and Anti-Bribery issues.
  • The position offers a salary of £50,000 to £60,000 per year.
  • Candidates should possess strong analytical and communication skills, along with a solid understanding of SRA legal requirements.

This is an exciting opportunity for a Compliance Officer within the legal industry. The position involves ensuring that our operations and business transactions follow all relevant legal and internal rules.

Client Details

Our client is a boutique law firm in London. The firm provides a range of legal services to both businesses and individuals. They are committed to providing high-quality professional services while maintaining a strong ethical foundation.

Description

  • Drafting and maintaining in-house contract templates, policies, disclaimers, privacy notices, terms of business and client care letters.
  • Carrying out risk assessments and implementing results.
  • Reviewing and negotiating supplier contracts, NDAs, confidentiality agreements, solicitor undertakings, and data processing & sharing agreements.
  • Advising the fee-earners on both AML and Anti-Bribery issues
  • Advising on potential Conflict and confidentiality issues
  • Acting as a point of contact for external and regulatory authorities such as the SRA, Law Society and Legal Ombudsman
  • Preparing the firm for regulatory & external audits
  • Renewing solicitors SRA practising certificates
  • Delivering compliance inductions to all new joiners
  • Handling Data subject access requests, data protection impact assessments, drafting and reviewing data protection agreements
  • Developing and implementing company policies and regulations.

Profile

Essential requirements:

  • A degree in law, business administration or a related field.
  • Proven experience as a Compliance Officer within a law firm.
  • Good knowledge of SRA legal requirements and procedures.
  • Strong analytical skills with the ability to handle complex situations.
  • Excellent communication and interpersonal skills.
  • A strong sense of ethics and the ability to handle confidential information.

Job Offer

  • A broad an exciting compliance role, perfect for a compliance professional who wants to build on their experience at a reputable law firm.
  • Opportunity to work with a diverse team of professionals.
  • A supportive and collaborative work culture.
  • Opportunities for personal and professional growth.

We encourage all qualified candidates to apply.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.