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Compliance Officer (Part-time, 20-25 hours per week)
Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending.
An opportunity has become available for a Compliance Officer / File Checker to support an experienced team of mortgage professionals, ensuring files are fully compliant and consumer duty is being adhered to. You will also be
The position is home based but will require travel to London when required.
This is a part-time role, 20-25 hours per week. There is flexibility for hows these hours are structured.
Responsibilities:
- You will be expected to adhere to and complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.
- Deputise for Compliance Manager when required.
- Auditing of Adviser files for Regulated Mortgages, Non Regulated Mortgages.
- Protection and General Insurance files.
- Provide detailed feedback where appropriate.
Experience required:
- At least two years experience in similar mortgage quality control / mortgage compliance role.
- CeMAP qualified (Highly desirable)
- Experience in auditing and communicating back to Advisers and follow up work.
- Must have adequate knowledge of FCA regulations.
- Must have excellent interpersonal and communication skills.
- Must be able to work as part of a team and individually.
- Meticulous and great attention to detail
Up to £35k Basic (Pro Rata) + Benefits
