Back to search
FinTech Operational Compliance Officer
London - 4 days in the office per week
Finitas are working with a global quantitative trading firm, often considered one of the largest and most successful firms in the field of algorithmic trading. We are helping them search for an Operational Compliance Officer.
This is a new role to join the Compliance team to support the global Compliance processes of the firm with a focus on Operational Compliance. You will report into the Chief Compliance Officer, you will work closely with the Head of Operational Compliance and other members of the global Compliance team.
Key Skills & Competencies
- 2-4 years work experience in a Compliance function
- Background in Capital Markets, Investment Banks, Investment Managers, FinTech, Banking, E-Trading or a Regulated Authority
- Ability to explain regulatory requirements clearly and concisely in both written and verbal formats.
- Experience or interest in reporting regimes, sanctions screening or review of products/rulebook.
- Completion of reconciliation projects
For anyone wanting to gain exposure to the Compliance, Regulatory, Operations and Trading control processes for a highly successful global electronic trading firm, this is one of the best jobs in the industry.
This role won't be around for long! Please register your interest by sending your CV to e.ross @ finitas.co.uk.
