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Part Time Compliance Manager

Equation Recruitment
Posted 19 hours ago, valid for 17 days
Location

London, Greater London N8 7HR, England

Salary

£35,000 - £40,000 per annum

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The position is for a Part-Time Compliance Manager with a salary range of £35,000 - £40,000 per annum (pro-rata).
  • Candidates should have a strong knowledge of regulatory compliance, ideally with experience in the financial and insurance services sector.
  • The role requires overseeing and maintaining the organisation’s compliance framework and ensuring adherence to industry regulations, including FCA requirements.
  • Key responsibilities include reviewing company policies, maintaining a compliance monitoring plan, and managing regulatory reporting.
  • This opportunity offers flexibility for part-time work, with potential for full-time hours based on the candidate's needs.

Part-Time Compliance Manager

Salary: £35,000 - £40,000 per annum (pro-rata)Working Hours: Part-time, three days per week (Monday to Friday, 9:00am to 5:30pm, with flexibility for the right candidate)

Are you an experienced compliance professional with a background in the financial and insurance services sector? We are recruiting for a Compliance Manager on behalf of a respected organisation specialising in financial and insurance services. This is an exciting opportunity to take ownership of compliance frameworks and processes while supporting a business committed to excellence and ethical practices.

About the Role:As a Compliance Manager, you will oversee and maintain the organisation’s compliance framework, ensuring adherence to industry regulations, including FCA requirements and the latest Consumer Duty standards. You’ll play a key role in ensuring the business meets all regulatory obligations while contributing to its commitment to fair and ethical practices.

Further details about this role are pending and will be updated accordingly as additional information becomes available.

Key Responsibilities:

  • Review and update company policies to align with regulatory standards, including FCA regulations and Consumer Duty requirements.
  • Maintain a compliance monitoring plan, including annual reviews, version control, and regular audits.
  • Prepare and update reports, including the Consumer Duty Board Pack and Annual Compliance Report, tracking key metrics such as customer outcomes and regulatory breaches.
  • Conduct quality assurance checks on documentation and provide recommendations for improvement.
  • Manage regulatory reporting, track deadlines, and ensure timely submissions to the FCA.
  • Stay up to date with regulatory changes by attending webinars and monitoring updates from the FCA, ICO, and other regulatory bodies.
  • Handle audits, respond to requests, and provide due diligence on third-party suppliers.
  • Collaborate with management in meetings to discuss regulatory updates, compliance procedures, and areas for improvement.

What We’re Looking For:

  • Strong knowledge of regulatory compliance, ideally within the financial and insurance services sector.
  • Experience developing and managing compliance frameworks, policies, and procedures.
  • Excellent organisational skills with attention to detail and the ability to manage multiple tasks.
  • Strong communication and interpersonal abilities to liaise with management, colleagues, and external bodies.
  • A proactive and ethical professional with a commitment to maintaining high standards.

What’s on Offer:

  • A competitive salary of £35,000 - £40,000 per annum (pro-rata).
  • Flexibility to work part-time, with potential for full-time hours based on your needs.
  • The opportunity to take ownership of compliance in a professional and supportive environment.
  • A chance to contribute to the success of a business in the financial and insurance services sector, ensuring regulatory excellence and ethical practices.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.