Back to search
Regulatory & Compliance Manager
Client Details
Financial Services Regulator
Description
I am recruiting a Regulatory & Compliance Manager for a financial services regulatory based either in London or fully remote. You will:
- Support the development and delivery of regulatory compliance and assurance strategies for existing and new Standards and Codes that include quantitative and qualitative analysis.
- Analyse information from firms and identify the key risks of harm to customers, dealing with complex problems, finding solutions and recommending interventions where appropriate
- Carry out investigations into systemic or significant breaches, identifying issues and providing reports and recommendations to the Executive.
- Using data to identify trends, outliers and provide clear and concise insights to support the Compliance and Insight team.
- Form sound judgements on a variety of regulatory topics and communicate this clearly and succinctly to internal and external stakeholders
- Act as the first point of contact and main liaison for a portfolio of firms.
- Provide advice and guidance to firms in relation to the interpretation and intended application of the Standards and Codes.
Profile
You will have:
- Experience in a regulatory, compliance, risk or policy role in the UK retail and/or SME financial services industry with a strong understanding of the UK credit regulatory and financial services landscape.
- Experience of developing and delivering regulatory and oversight strategies based on quantitative and qualitative information.
- First class communication and presentation skills (oral and written), with demonstrable evidence of building long-term, high value relationships and establishing credibility with senior stakeholders.
- Strong interpersonal skills with experience of dealing with and influencing senior personnel and gaining acceptance of recommendations and report findings through tactful and sound persuasion.
- Ability to understand a firm's goals and objectives and then be able to strike the right balance between being independent and helping the firm achieve its aims, i.e. to act as a critical friend.
Job Offer
£66,000 PA
London or fully remote.
