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Regulatory Compliance Officer

Sterling Williams LTD
Posted 13 hours ago, valid for 16 days
Location

London, Greater London EC1R 0WX

Salary

£45,000 - £54,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The position is for a Compliance Officer based in the West End of London, offering a salary between £40,000 and £45,000 per annum.
  • Candidates should have at least 3 years of experience in compliance monitoring reviews, AML, sanctions, and transaction monitoring.
  • The role involves supporting compliance monitoring reviews, completing regulatory reports, and assisting with customer complaints handling.
  • Preferred qualifications include Regulatory Compliance/Financial Crime certificates or diplomas, along with familiarity with the FCA Handbook.
  • The successful candidate should possess strong communication skills and the ability to work independently with an analytical mindset.

London £40,000 - £45,000 Per annum 1 Year Fixed TermCompliance OfficerHybrid

Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience within compliance monitoring reviews, AML,Sanctions and Transaction Monitoring.

JOB DESCRIPTION:

? Support the team with compliance monitoring reviews

? Assist with the completion of regulatory reports,

? Assist with the internal processes relating to breaches and gifts and hospitality .

? Assist with customer complaints handling.

? Assist in collating information/MI for submissions to London committees, Head Office and the UK regulators etc.

? Provide administrative support, creating, reviewing, and updating policies and procedures

.?Assist with the preparation of training material and other presentations as required

ATTRIBUTES REQUIRED

? Regulatory Compliance/Financial Crime certificates or Diplomas are preferred

? At least 2-3 years’ experience in a UK environment within the banking sector

? Comfortable with the FCA Handbook and with FCA principles and rules. .

? Should be comfortable with communicating with different level stakeholders

?Should be able work with minimal supervision.

? Analytical mind and methodological and a mechanical focus

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.