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Reed Banking are currently assisting an international Bank in their recruitment for a Compliance Officer! In this role, successful applicants will play a crucial role in ensuring that the bank adheres to all regulatory requirements and maintains a robust compliance framework. This position reports directly to the Regulatory Compliance Manager and offers a dynamic work environment where you can grow professionally.
Day-to-day of the role:- Conduct testing and assessments of the bank’s activities, systems, and controls as outlined in the compliance monitoring plan.
- Report on the regulatory control environment to ensure compliance with applicable regulations and maintain risk within appetite and tolerance levels.
- Ensure timely completion of all periodic and event-driven reviews by the relationship management teams.
- Produce compliance-related risk summaries and respond to periodic transaction reviews.
- Complete analysis of transactional information to identify risks, trends, and potential wary activities.
- Assist with the delivery of the Bank’s annual training plan and support external audit reviews and Information Requests.
- Relevant professional qualification preferred, or willingness to undertake studies leading to a suitable qualification.
- Experience in a regulated environment within the financial services industry.
- Familiarity with CASS, MiFID, and trade/transaction reporting.
- Familiarity with Dow Jones, Lexis Nexus is an advantage.
To apply for the Compliance Officer position, please submit your CV and cover letter detailing your relevant experience !
