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- Work with key stakeholders
- Hybrid working
- Knowledgeable and friendly team
- Executing compliance monitoring tasks assigned in line with Branch’s compliance monitoring plan and framework.
- Contributing to ensuring that the departmental Compliance monitoring procedure is up to date and reviewed in detail at least annually.
- Assist with departments Compliance administrative tasks such as meeting minutes, maintenance of records.
- Assist with the new joiners and leaver process
- To assist in the administration of branch wide training material, including gathering data on completion of mandatory training events.
- To assist the compliance team in ensuring that the compliance function remains up to date with requirements issued by any statutory and regulatory authority authorities.
- To support where necessary, the business units on regulatory matters and to escalate items to senior members of the Compliance team as required.
- To investigate and report upon breaches of internal policy as required by the Line Manager and / or Head of Compliance
- To continuously work towards increasing knowledge and competence within the role and assist in proactively demonstrating a professional compliance function within the Branch.
- Previous experience of working for a bank in a Regulatory Compliance / Compliance Monitoring role
- Excellent stakeholder management and communication skills
- Up to date understanding of FCA regulatory requirements
- The ability to manage and prioritise workloads
