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London £40,000 - £45,000 Per annum 1 Year Fixed TermCompliance OfficerHybrid
Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience within compliance monitoring reviews, AML,Sanctions and Transaction Monitoring.
JOB DESCRIPTION:
? Support the team with compliance monitoring reviews
? Assist with the completion of regulatory reports,
? Assist with the internal processes relating to breaches and gifts and hospitality .
? Assist with customer complaints handling.
? Assist in collating information/MI for submissions to London committees, Head Office and the UK regulators etc.
? Provide administrative support, creating, reviewing, and updating policies and procedures
.?Assist with the preparation of training material and other presentations as required
ATTRIBUTES REQUIRED
? Regulatory Compliance/Financial Crime certificates or Diplomas are preferred
? At least 2-3 years’ experience in a UK environment within the banking sector
? Comfortable with the FCA Handbook and with FCA principles and rules. .
? Should be comfortable with communicating with different level stakeholders
?Should be able work with minimal supervision.
? Analytical mind and methodological and a mechanical focus
