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RISK & COMPLIANCE MANAGER - full autonomy to set up all processes/procedures within a growing wealth management firm
Excellent opportunity to join a London based wealth management firm in a pivotal role where you will be instrumental in shaping their compliance culture supporting the business in managing regulatory, operational, and strategic risks.
Opportunity Highlights
** Excellent niche career enhancing opportunity
** This is a perfect opportunity for an individual who enjoys the compliance side of their current role within wealth management
** Will suit an experienced Paraplanner with a great eye for detail, or an operations Manager with a knowledge of the financial planning aspects, or an experienced Senior Administration ** with excellent attention to detail looking to channel their knowledge into a new area.
** The business works very closely with a HNW portfolio of Clients providing an outstanding service.
** Working closely with the Director you will be managing the operational needs of this busy practice which supports a team of Advisers
** Oversee all business functions including advisory, marketing, business development, paraplanning and administration ensuring they are aligned to practice objectives.
** As an inspirational leader you will manage and develop team skills and knowledge of required compliance and risk exposure
** Real opportunity to implement and drive strategies forward via strategic and operational leadership.
** Strong written and verbal communication skills are paramount with precise organisational and problem-solving ability
** Excellent working environment with beautiful offices and a strong sociable team spirit
If this is of interest please do contact me, Camilla Howden at Financial Divisions.
