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RISK & COMPLIANCE MANAGER, London, c 45k , career enhancing leadership role

Financial Divisions
Posted 15 hours ago, valid for 22 days
Location

London, Greater London EC1R 0WX

Salary

£45,000 - £54,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • This role offers full autonomy to establish processes and procedures within a growing wealth management firm in London.
  • Candidates should have 5+ years of experience in a compliance-focused position within wealth management.
  • The position is ideal for an experienced Paraplanner, Operations Manager, or Senior Administrator with a keen eye for detail.
  • You will work closely with the Director to manage operational needs while overseeing all business functions to align with practice objectives.
  • The firm provides an excellent working environment with a strong team spirit, and the salary is competitive based on experience.

Full autonomy to set up all processes/procedures within a growing wealth management firm.

Excellent opportunity to join a London based wealth management firm in a pivotal role where you will be instrumental in shaping their compliance culture supporting the business in managing regulatory, operational, and strategic risks.

Opportunity Highlights

** Excellent niche career enhancing opportunity

** This is a perfect opportunity for an individual who enjoys the compliance side of their current role within wealth management

** Will suit an experienced Paraplanner with a great eye for detail, or an operations Manager with a knowledge of the financial planning aspects, or an experienced Senior Administration with excellent attention to detail looking to channel their knowledge into a new area.

** The business works very closely with a HNW portfolio of Clients providing an outstanding service.

** Working closely with the Director you will be managing the operational needs of this busy practice which supports a team of Advisers

** Oversee all business functions including advisory, marketing, business development, paraplanning and administration ensuring they are aligned to practice objectives.

** As an inspirational leader you will manage and develop team skills and knowledge of required compliance and risk exposure

** Real opportunity to implement and drive strategies forward via strategic and operational leadership.

** Strong written and verbal communication skills are paramount with precise organisational and problem-solving ability

** Excellent working environment with beautiful offices and a strong sociable team spirit

If this is of interest please do contact me, Camilla Howden at Financial Divisions.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.