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Risk & Compliance Analyst | Lloyd's Broker | London/WFH | £50 - 60,000 (doe)
Finitas are delighted to be partnering with a growing Lloyd's broker in their search for a Risk & Compliance Analyst to join their team. You will be working across both the risk & compliance functions and reporting into the Compliance Manager.
Responsibilities include:
- Reviewing and investigatingSanctions, KYC/Due Diligence and Data Protection related enquiries and referrals.
- Managing the Compliance and Sanctions mailboxes.
- Complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.
- Supporting the Internal Reporting and Risk Assessments areas.
- Supporting with Compliance projects and Legal reviews.
- Horizon scanning.
- Have a focus on Conduct Risk, Treating Customers Fairly, Consumer Duty and Risk Management and suggest improvements when needed.
Experience required:
- Minimum 3 years' experience in Risk, Compliance and/or Legal.
- Must have experience of working in the insurance industry.
- Proven experience in Data Privacy, Anti-Money Laundering and Sanctions.
- Experience in developing and implementing policies and frameworks.
- Experience in Risk and Compliance reporting.
- Strong regulatory knowledge of the FCA.
- Legal qualifications and experience.
Please note that you will be required to work in their London office twice a week.
This is an all-encompassing role which will allow you to utilise your legal background in a growing Lloyd's broker. You will have a varied workload across compliance policies, risk management, and regulatory frameworks allowing you to become a trusted advisor to the business. They operate in a collaborative environment, are solution-driven, and possess a proactive attitude towards improving business practices.
So, if you have the right experience, please apply now! Or alternatively, for more information, please contact Raj on / r.basra @ finitas.co.uk
