Senior Regulatory Compliance Executive

Job Title: Senior Regulatory Compliance ExecutiveLocation: London, UK

About the company:

One of the world’s largest online brokers, the company provides CFDs and derivatives on forex, stocks, indices, cryptocurrencies, commodities, and derived indices to millions of registered users globally. Since its inception, the company's mission has been to eliminate high commissions and cumbersome products of traditional brokers, offering a superior trading experience to digital-savvy traders on user-friendly platforms across all devices.

As a Senior Regulatory Compliance Executive at our company, you will lead our compliance initiatives, working within a dedicated team focused on financial and banking regulations. Your primary responsibility will be overseeing investment services compliance, particularly in relation to CFDs. In a dynamic environment marked by evolving regulatory landscapes and innovative product developments, you will collaborate closely with business units to anticipate and implement necessary measures in response to regulatory changes.

Roles & Responsibilities:

• Stay updated on regulatory changes globally, within the EU, and in countries where Group companies are present or plan to expand.
• Analyze new regulatory demands, focusing especially on investment services regulation.
• Develop, maintain, and enforce compliance policies, conduct internal compliance reviews, and conduct legislative gap analyses.
• Implement compliance monitoring programs promptly and effectively.
• Assist in establishing and monitoring internal controls to ensure adherence to regulatory requirements and facilitate both internal and external audits.
• Prepare management presentations and communications regarding regulatory updates and potential challenges for management and affected business units.
• Prepare and submit regulatory reports, particularly related to CRS, FATCA, MiFIR, and EMIR.
• Collaborate on reviews and assessments of compliance business risks.
• Perform general administrative tasks and other responsibilities as needed for the role.

Expectations & Requirements:

• Over 5 years of experience in regulatory compliance, audit, or risk management roles.
• Holds a bachelor's degree in legal studies, compliance, or a related field.
• Familiarity with investment services regulations is essential.
• Demonstrates strong interpersonal skills, working effectively with personnel at all levels with integrity and maturity.
• Capable of managing multiple projects under tight deadlines.
• Possesses excellent spoken and written English communication skills.
• Prior work experience in fintech organizations.
• Experience in European regulatory compliance projects.

Additional Information:

• Competitive market-based salary.
• Annual performance-based bonus.
• Comprehensive medical insurance.
• Casual dress code.
• Opportunity to collaborate with top talent from over 70 nationalities.
• Plenty of team-building and bonding activities.
• Excellent overseas travel opportunities.