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VP, Compliance Assurance - Mid Tier Bank

Victus Search
Posted 6 days ago, valid for 16 days
Location

London, Greater London EC2V7NQ, England

Salary

£60,000 - £72,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • We are recruiting for a Compliance Assurance role with an international financial services provider known for its excellence.
  • The position requires over 7 years of experience in financial auditing, compliance assurance, or SOX testing.
  • Candidates should hold a university degree, and a recognized Compliance/Risk designation such as ACAMS is desirable.
  • The role involves managing the Compliance Validation Testing team and overseeing issue resolution across various jurisdictions.
  • Salary details were not provided in the job description.

We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance team

Responsibilities:

Management Oversight

  • Act as the senior Compliance lead, advising the first line on control effectiveness and regulatory requirements.
  • Support regulatory responses, issue management, and assurance resolutions.
  • Represent Compliance in local meetings, ensuring strategic updates reach relevant jurisdictions.
  • Directly manage the CVT team, fostering a cohesive team culture.

Compliance Validation Testing & Issue Management

  • Oversee issue resolution from internal/external reviews, collaborating across all defence lines.
  • Lead CVT activities per the approved plan, ensuring timely issue tracking and resolution.
  • Align issue management with Risk and Control Self-Assessment (RCSA) programs.
  • Enhance testing processes to target actual organisational risks.
  • Monitor testing outcomes to identify trends and communicate insights to management.

Compliance Advisory

  • Develop frameworks to address control process issues, supporting program management.
  • Coordinate with jurisdictional teams on complex cases and escalations.
  • Design reporting metrics to track and highlight program progress for management review.

Skills & Qualifications

  • 7+ years in financial auditing, compliance assurance, or SOX testing.
  • University degree required; a recognised Compliance/Risk designation (e.g., ACAMS) is desirable.
  • Strong written, problem-solving, and regulatory knowledge in a banking context.
  • Experience in risk assessments, process mapping, and high ethical standards for confidentiality.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.