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Risk & Compliance Manager
Location - London / Hybrid
Salary - (c) £45,000 per annum
An excellent opportunity has arisen for an experienced Risk & Compliance Manager, with responsibility for identifying, assessing and managing risk within a successful Partner Practice of St. Jamess Place.
The role will be managing the compliance framework, overseeing policy and changes to regulatory requirements and ensuring the business is complying with their obligations by developing and implementing risk management strategies, overseeing compliance audits, implementing corrective actions and coordinating with relevant teams.
Role Compliance Manager
- Research and consider all existing and new regulatory requirements that impact the business
- Oversee and support the regulatory compliance program, reviewing, writing, and implementing new policies & procedures as required.
- Advising the senior management team on all Compliance & Risk obligations and requirements, ensuring they are kept up to speed with all new and upcoming regulatory changes.
- Provide input into the firms policy framework and work with stakeholders to identify gaps in existing policies and procedures
- Collaborate with the team and offer subject matter expertise to enhance the overall client experience
- Prepare and present compliance and risk management reports to senior management and stakeholders
- Maintain comprehensive records of risk assessments, compliance audits, and corrective actions
- Continuously monitor and improve risk management and compliance processes
- Implement best practices to strengthen the organizations overall risk position
- You will have in-depth regulatory knowledge and demonstrable experience in a Compliance Monitoring role gained in an SJP Partner Practice, or an IFA or Wealth Management environment.
- Ability to foster strong working relationships within the team and within the business
- Strong working knowledge of Excel, Word, and other Microsoft Office Programs
- It is essential that you are confident in dealing with colleagues, third parties and can work with total discretion.
St. Jamess Place plc (SJP) is a leading, a highly regarded FTSE 100 Wealth Management company which distributes a range of Investment and Retirement products and financial solutions to a High Net Worth client base.
SJP has funds under management in excess of £190.2bn. This business is well established and highly successful.
Please note that this Partner Practice will conduct a standard Financial and Identity check on any candidates who are offered a role within this Practice.
When applying for this role, you will be directed to the application site of Burgh Recruitment. Please ensure you tick the Privacy Policy box and click the green 'apply to this job' at the bottom of the application page. Once your application is completed, you will receive a confirmation email from Burgh Recruitment.
