Back to search
HOME BASED ROLE
Our client, a national wealth management firm, are looking for a File Reviewer to join the business. The role will be responsible for checking the suitability of advice from target acquisition firms to a high standard.
Key Responsibilities:
- To undertake client file reviews covering a wide range of advice types including pensions, investments, mortgages, equity release, IHT planning and protection.
- Highlighting key risks associated with a target firm’s advice process & potentially unsuitable cohorts of business within a firm’s new business back book.
- Using case file evidence to produce detailed feedback documenting the results of file checking and a target firm’s advice processes.
Experience Required:
- Minimum of 3 years’ experience in a file review related role
- Achieved the Regulated Diploma in Financial Planning (Level 4) or equivalent as a minimum.
