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Job Title:
Compliance Analyst
Salary:
Competitive (DOE)
Location:
Central Manchester
Hours:
Full time (Monday to Friday)
Have you graduated university with a Law degree? Do you have experience and understanding of risk and compliance across the law sector? My client is looking for a candidate who ticks both of the above and is looking to build a successful career within a well established business.
Job Responsibilities:
- Complete procedural file reviews for all areas of my clients firm
- Monitoring and actioning Smart Search alerts and reporting back to specific colleagues and areas of the business
- Dealing with risk and compliance queries from staff which come through to the central mailbox or via telephone
- Maintain the firm's SRA records
- Supporting the bulking practising certificate renewal exercise
- Responsible for the new starter process for the team which involves collating regulatory questionnaires, liaising with other central teams, speaking with heads of departments regarding any file or client transfers
- Liaising with new starters to ensure their details are updated with the relevant regulatory board, and ensuring any relevant checks are carried out and training is completed
- Delivering risk and compliance induction sessions for all new starters, as well as other ad-hoc training for staff on risk issues
- Updating central registers
- Responsible for the overall data protection of my client, such as data breaches and subject access requests
- Assisting in preparation for external assessments
The Person (Skills / Qualifications):
- Studied a Law degree or completed equivalent legal training
- Strong knowledge and understanding of risk and compliance
- Excellent attention to detail
- Strong organisational skills
- Ability to work independently
Please note that The Recruitment Co. are an equal opportunities employer
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