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- Develop, implement, and oversee the firm’s compliance framework in line with the Solicitors Regulation Authority (SRA) Standards and Regulations.
- Act as a trusted advisor to the COLP and Board on compliance matters.
- Monitor legislative and regulatory changes to ensure the firm remains compliant with evolving requirements.
- Maintain and update the firm’s risk registers and conduct regular internal audits and risk assessments.
- Manage the complaints process, liaising with the Legal Ombudsman and SRA as required.
- Oversee AML compliance, including client due diligence (CDD), AML risk assessments, and Suspicious Activity Reports (SARs).
- Provide comprehensive guidance and training to staff on compliance and AML obligations.
- Investigate and resolve compliance breaches, ensuring timely remediation and reporting.
- Prepare and present detailed compliance and risk management reports to the COLP and Board.
- Act as the primary contact for regulatory bodies, including the SRA and NCA.
- Foster a culture of ethical practice and compliance across the firm through innovative training and development programs.
- Degree-level education with significant experience in a compliance role within a professional services environment, ideally a law firm.
- Extensive knowledge of SRA Standards and Regulations, AML legislation, and relevant regulatory frameworks.
- Strong analytical abilities and sharp attention to detail.
- Excellent communication skills, with the ability to engage with stakeholders at all levels and deliver effective firmwide training.
- Entrepreneurial spirit with a drive to foster positive change.
- High levels of personal and professional integrity.
- Generous annual leave, including a day off on your birthday.
- Private healthcare and a discretionary bonus scheme.
- Flexible working hours and a supportive smart working environment.
- Health and wellbeing contributions.
- Regular social events, milestone awards, and a volunteer day.
- Technical and professional learning and development opportunities.
- Genuine commitment to work-life balance.
