Back to search
What’s on Offer?
- Base Salary: c.£55,000 + Benefits
- Bonus: 10%
- Holidays: 25 days plus bank holidays, rising by 1 day each year up to 30
- Private Medical Insurance
- Pension: 3% employer pension contribution increasing by 1% each year up to 8%
- Gym Membership Contribution
Our client, a leading Compliance Consultancy firm operating in the Wealth Management space, are looking for a Compliance Consultant to join the team.
Key Responsibilities:
The role of the Compliance Consultant will be to support the Compliance function in the delivery of the following requirements;
- Undertake day to day client management including supportive consultancy, firm audits & file checks
- Be capable of dealing with in-depth and highly technical compliance queries
- Have a comprehensive knowledge of FCA Handbook
- Be required to read and summarise important industry papers
- Be able to draft internal technical papers and contribute to manual/toolkit development
- Have existing knowledge /experience of Discretionary Fund Management & Retail Financial Advisers
- Operate at client offices or from home
Experience Required;
- Level 4 Diploma in Financial Planning or equivalent.
- Previous compliance experience in the Wealth Management space.
