- Providing clear regulatory advice to the business in line with FCA rules and guidance
- Reviewing and updating compliance policies and promoting their use across the business
- Responding to compliance queries and escalating non-compliance issues to senior management
- Monitoring risks and maintaining compliance registers
- Assisting with regulatory training content and supporting the Learning and Development team
- Preparing reports and regulatory notifications for the FCA
- Advising on Consumer Duty obligations and ensuring good customer outcomes
- A minimum of 2 years’ experience in a compliance or audit role, ideally within financial services
- Knowledge of the FCA Handbook and the ability to interpret and apply regulatory guidance
- Strong communication skills, with the ability to deliver clear, digestible advice
- Experience in policy development and report writing
- A proactive, strategic mindset and the ability to build strong stakeholder relationships
- Attention to detail and a commitment to continuous improvement
- Protection knowledge is desirable but not essential
- Flexible working arrangements
- A positive and supportive team culture
- Opportunities for career development and progression
- Support for compliance-related qualifications