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Our client is a successful and well estblished medium sized IFA firm in Horsham and they are currently looking for an experienced Compliance Manager to join the team
This role is a combination of compliance and competency with both existiong IFA's and new entrants
This role involves being the primary point of contact for advice on policies and procedures,
Responsibilities include monitoring, coaching, and mentoring RIs, collaborating with stakeholders to enforce standards, and identifying regulatory developments.
you will be managing and scheduling all aspects of oversight, 1-2-1 meetings and competency assessments.
Monitor, coach and mentor IFA's both remotely, and on-site, to ensure compliance
This is initially office based in Horsham then Hybrid so anyone within a 20 mile radius would work
Base to £55000 plus benefits package
