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IFA Compliance officer

Coast Specialist Recruitment
Posted 8 hours ago, valid for 16 days
Location

Southampton, Hampshire SO19 1BQ

Salary

£35,000 - £42,000 per annum

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Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • A well-respected IFA Compliance organization is seeking a Diploma qualified IFA Compliance Consultant for a home-based role with some travel involved.
  • The position requires a minimum of 3 years of compliance experience, specifically in reviewing files for IFAs.
  • Key responsibilities include file checking, addressing client compliance queries, updating procedures, training advisers, and conducting annual audits.
  • Remuneration details, including the salary, are to be discussed, along with a 3% pension contribution and various employee benefits.
  • The role offers flexibility, including part-time options, and includes perks like 25 days of holiday, a birthday bonus day off, and fully expensed team outings.

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant.

The role is home based

Home based role with some travelling.

The job is a hybrid role, and you will be expected to work at home or at client’s offices as required. They will consider other flexible arrangements, for example part time working, and we can discuss this where appropriate.

The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.

About You

  • Diploma Qualified
  • Experienced of reviewing files for IFA’s
  • Compliance experience
  • Attention to detail
  • Pragmatic approach to compliance
  • Willingness to work with advisers

Remuneration

  • Salary - To Be Discussed
  • 3% pension contribution
  • 4x life cover
  • Business Mileage
  • 25 days holiday plus bank holidays
  • Birthday bonus day off!
  • Fully Expensed Summer annual party
  • Various Team Nights out (All expenses paid)
  • Laptop
  • Phone
  • Full Business Expenses

Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.

Apply now in a few quick clicks

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.