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Compliance consultant - File checker

ST Resourcing Ltd
Posted 3 days ago, valid for 16 days
Location

Stockport, Cheshire SK2 5JF, England

Salary

£40,000 - £48,000 per annum

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Contract type

Full Time

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Sonic Summary

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  • A leading Compliance consultancy in the Cheshire area is seeking a Technical Consultant to provide regulatory support and guidance to partner firms.
  • The role is home-based and primarily involves conducting client file reviews and delivering feedback for improvement.
  • The base salary for this position is up to £42,000, along with attractive benefits including the option for home working.
  • Candidates should either be working towards or hold the Diploma in Regulated Financial Planning or an equivalent qualification.
  • Experience in a similar file checking role, or a background in Paraplanning or Advising, is required for this position.

An opportunity for a leading Compliance consultancy in the Cheshire area is looking to add to their team with an additional Technical Consultant with the remit to deliver high quality regulatory support and guidance to the partner firms linked to the business. This will predominantly in relation to client file reviews. This role is home based

The base salary for this role is up to £42,000 with some very good benefits including home working. This firm are extremely supportive with a great working atmosphere and management structure.

You will review completed client files, construct a clear report identifying where improvement could be made and provide feedback directly to the firm or via their business consultant. Beyond this you will assist in other technical areas, i.e policy and procedures.

To be suitable for this position you will either be working towards, or hold the Diploma in Regulated Financial Planning, or equivalent qualification; and have experience in a similar file checking role, or perhaps come from a Paraplanning or Advising background.

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