Back to search
An opportunity has arisen for a Compliance Coordinator to join a great team and firm in Tunbridge Wells.
The Compliance Coordinator will join a team responsible for client onboarding and carrying out new client and matter opening processes in accordance with the firm’s policies and procedures.
This involves working closely with other members of the compliance team and with teams across the firm, whose clients include both individuals and businesses based in the UK and worldwide. The Compliance Coordinator will contribute positively to the development of the team by supporting improvements to systems and procedures and sharing knowledge.
Key Responsibilities
- Implement and enforce AML policies, procedures and controls in accordance with UK regulations and the firm’s internal policies.
- Manage incoming requests for client and matter opening
- Carry out anti-money laundering checks for new clients and matters and maintain relevant records in accordance with the firm’s policies.
- Be familiar, and keep up to date, with evolving AML regulations and provide assistance regarding the implementation of the firm’s relevant policies and procedures.
- Carry out individual projects or ad hoc tasks to support the development of the Compliance team’s systems and procedures.
- Work closely with the MLRO and the Finance team, where necessary.
- Other tasks as may be reasonably required.
Experience
- Able to demonstrate confidentiality and integrity
- Experience within a professional environment
- Experience to match the duties of the role
- At least 2 years experience in a compliance related onboarding role
- Experience working with the Money Laundering Regulations 2017 and other related instruments
- Accustomed to working without close supervision.
This role would suit someone looking to develop and progress their compliance career and who has a passion and genuine interest in risk and compliance.
You'll be joining a fantastic and collaborate team.
This is a hybrid role which is around 60% office based.
If you would like further information on this role, please contact Rowena Bubb of Lewis Row Recruitment.
