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Compliance Administrator
- Annual Salary: £45,000 (FTE) – working 3 days per week
- Location: Waltham Cross, Hertfordshire
- Job Type: Part-time (Flexible working hours, with up to 40% home working after initial training)
Join our established boutique Independent Financial Advisers and Discretionary Fund Managers team, committed to providing top-rate customer service and maintaining high levels of integrity. We are looking for a Compliance Administrator to help support our Compliance Director and Paraplanning team.
Day-to-day of the role:
- Manage compliance, money laundering, and data protection tasks including due diligence and T&C oversight.
- Conduct post-sale file checks, data reporting, and GDPR compliance.
- Support the team with client valuations, paperwork preparation, and transaction processing on various platforms.
- Assist with compliance documentation reviews and regulatory updates.
Required Skills & Qualifications:
- Relevant qualifications
- Experience in similar roles within an IFA/DFM environment preferred.
- Strong attention to detail with excellent research, organisational, and analytical skills.
- Proficient in Word, Excel, Outlook, and knowledge of investment platforms.
- Experience with IRESS XPlan preferred.
- Committed to providing high levels of customer service.
Benefits:
- Flexible working hours and the ability to work from home for up to 40% of contractual hours.
- 8% employer pension contribution, with no need to match.
- Discretionary company-wide bonus scheme.
- Private Medical Insurance.
- Employee Assistance Programme.
- 25 days holiday plus Bank Holidays (FTE).
