- Compliance Executive
- Ensuring that’s the business complies with all relevant laws and regulations.
- Advising the business on regulatory matters in support of the implementation of a new CRM system.
- Supporting key projects that launch new products.
- Conducting risk assessments to identify potential compliance risks and vulnerabilities.
- Supporting the compliance monitoring programme.
- Prior experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty.
- Proven experience of interacting directly and effectively with key business and other internal and external stakeholders.
- Experience of marketing compliance within a regulated financial industry.
- Understanding of risk management principles and processes.
- Excellent communication skills.
- Strong organisational, research and technical information gathering skills.
- Demonstrate capability to analyse and document complex business processes.
- Sound judgement
- Self-starter.