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Compliance Executive

Dynamite Recruitment Solutions Ltd
Posted 11 hours ago, valid for a month
Location

Waterlooville, Hampshire PO8 9RX, England

Contract type

Full Time

In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.

Sonic Summary

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  • The Compliance Executive position is a temporary role based in Portsmouth with a hybrid work option for 9 months.
  • The salary for this position is up to £40,000, and it requires a commitment of 37.5 hours per week.
  • The successful candidate will collaborate with a small team to ensure compliance with relevant laws and regulations while supporting the implementation of a new CRM system.
  • Candidates should have prior experience in a regulated compliance role, particularly with FCA regulations, and experience in marketing compliance within the financial industry.
  • Excellent communication skills and a strong understanding of risk management principles are essential for this role.
  • Compliance Executive
Compliance ExecutiveThis is a temporary position for 9 months.Location: Portsmouth /HybridSalary: Up to £40000Hours: Full time ,37.5 hours per week Dynamite Recruitment is working in partnership with a well-established business in the Portsmouth. Due to various ongoing projects within the business our client is looking for a Compliance specialist to join the team to support with them on a 9-month temporary contract. As a Compliance Specialist you will work closely with a small team and senior compliance specialist to assist with various tasks. As a Compliance Specialist you will support with 
  • Ensuring that’s the business complies with all relevant laws and regulations.
  • Advising the business on regulatory matters in support of the implementation of a new CRM system.
  • Supporting key projects that launch new products.
  • Conducting risk assessments to identify potential compliance risks and vulnerabilities.
  • Supporting the compliance monitoring programme.
 Our client is going through a critical project to implement a new CRM system that will transform the way in which our business is supported. As well as participating in usual regulatory compliance tasks, your role will be integral to the delivery of this, and other key projects.As a Compliance Executive / Specialist you will have the following:
  • Prior experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty.
  • Proven experience of interacting directly and effectively with key business and other internal and external stakeholders.
  • Experience of marketing compliance within a regulated financial industry.
  • Understanding of risk management principles and processes.
  • Excellent communication skills.
  • Strong organisational, research and technical information gathering skills.
  • Demonstrate capability to analyse and document complex business processes.
  • Sound judgement
  • Self-starter.

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In order to submit this application, a Reed account will be created for you. As such, in addition to applying for this job, you will be signed up to all Reed’s services as part of the process. By submitting this application, you agree to Reed’s Terms and Conditions and acknowledge that your personal data will be transferred to Reed and processed by them in accordance with their Privacy Policy.