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My client is a national financial planning and wealth management business with offices in Worcester.They are currently looking for a Financial Planning Client Administrator to join their team.Duties will include:
- Responsible for the ongoing monitoring activities including periodic reviews and ongoing transaction/ payment monitoring.
- Review and assess existing clients to ensure that the client due diligence held on file is up to date and accurate.
- To perform periodic reviews of existing clients in line with the client's risk rating. For example, High Risk client reviews are performed annually.
- To ensure that client due diligence, including a full understanding of a client's overall wealth and source of fund is held on file and is up to date
- To collect missing information (by writing to clients and/or speaking to Execs) and chasing any requested information.
- To refresh the client risk assessment to ensure that the appropriate level of due diligence has been applied.
- To investigate overnight screening alerts to establish if there are any changes to a client status including PEP/ RCA/ Sanctions and/ or adverse media.
- To perform live payment monitoring to ensure activity is line with what the firm knows about the client and obtain relevant Due Diligence documentation.
The company offers hybrid working, an excellent benefits package and full training.For more information please apply online or contact Keith Enright on or email
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