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Compliance Manager

Compliance Manager

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Posted 2 days ago, valid for 15 days

Worcester, Worcestershire WR4 0PB

£45,000 - £54,000 per annum

Full Time

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Sonic Summary

An experienced FCA - Compliance Manager is needed for a well-established client, responsible for managing a team and overseeing business compliance and risk performance.
The role requires a salary range of £50,000-60,000 plus business benefits and is classified as hybrid, allowing for remote work across the UK.
Candidates should have previous experience working with the FCA and a solid understanding of the FCA handbook and financial products.
Preferred qualifications include Compliance or Risk certifications such as ICA or IRM, along with experience in developing governance frameworks.
People leadership experience is essential, along with a background in Compliance & Risk within Financial Services, Banking, BPO, or Insurance.

We have a brilliant opportunity for an experienced FCA - Compliance Manager to join our very well established client. You will be responsible for the management of a team of 2nd line defence and all aspects of business compliance & risk performance, resolving issues as they arise. You will support the delivery of the risk management framework, compliance monitoring plan for the business.This role is classed as Hybrid but you can be located anywhere in the UK & will require to business sites when required, £50,000-60,000k + Business BensDuties

Lead, motivate and manage a team, to achieve set targets, Maintenance and continuous improvement of the company FS Governance, frameworks and models for the business.
Work closely with business partners and stakeholders to ensure all compliance metrics are being met
Main point of contact for the FCA, in charge of reporting, changes to permissions and ensuring compliance to FCA Handbook.
Support business sales activity, providing guidance to the sales team on what is and is not compliant.
Maintain an audit schedule to conduct monitoring reviews on all LOB to ensure compliance with regulations and processes.
Operate as the business FCA Subject Matter Expert
Support the business & all clients with any FCA or FS matters
Prepare compliance & risk reports on FS improvements or change as needed across the business
Build knowledge of the required processes & regulatory framework for the business & clients alike.

Experience

Previous experience working with the FCA & knowledge of FCA handbook & financial products.
Compliance & Risk within FS/ Banking/ BPO/ Insurance would be preferable
Qualifications - Compliance or Risk - ICA or IRM
Experience of developing & maintaining governance frameworks
People leadership experience

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