Back to search
Junior Compliance Administrator
York
23,000 - 25,000
NJR are currently working with a leading Independent Wealth Management Advisory firm based on the outskirts of York who are looking for a Junior Compliance Administrator to join their ambitious, expanding and technically astute team.
The main purpose of your role will be to provide full admin support to the Compliance manager, whilst ensuring that the preparation of advice for clients is of the highest quality and delivered in an efficient manner.
Responsibilities include:
Checking files are compliant
Keeping up with FCA changes
Providing feedback to IFAs
Working closely with the compliance manager
General office admin tasks such as scanning and filing
What's in it for you?
21 Days Holiday + Bank Holidays
Excellent progression and Development
Study support
Death in Service x 4
Private Health Insurance
Share Incentives
Cycle to work scheme
What we need from you?
A finance or maths related degree
A genuine interest in a career in financial planning
Those working wards Level 4 qualifications will be of most interest.
You will have excellent Microsoft and Excel skills
Solid communication and interpersonal skills
Our client is looking for someone with a can-do attitude, who has a good eye for detail as well as having the ability to build strong relationships and displaying professionalism at all times.
For further information please contact one of our specialist consultants quoting REF: NJR15096
#fin
