Sr. Associate, Business Control and Risk Management

Essential Functions/Responsibilities: Develop and automate reporting: Develop quality control reporting across various business commercial banking segments to streamline operations. Identify opportunities for automation by analyzing data and reporting gaps, streamlining workflows, and enhancing efficiency. Data analysis: Perform data analysis to provide actionable insights that support decision making, presenting findings through dashboards and reports. Issue Identification: Conduct quality control activities, identify, communicate, escalate, record and validate issues. Participate in resolution of the issues and creation of meaningful action plans. Drive Risk Culture: Ensure awareness in the Business Line of risk frameworks, policies and standards. Communication & Training: Maintain two-way communications with FLoD and SLoD business partners. Facilitate training for Business Lines to provide awareness of risk frameworks, policies, programs, processes, etc. Adherence to Risk Frameworks, Policies, and Standards: Partner with FloD and SLoD to provide input/review of frameworks, policies and standards. Facilitate Business Line awareness of and adherence to risk frameworks, policies, and standards. Report and escalate exceptions and facilitate Business Line corrective actions. Continuous Monitoring: Continuously monitors all sources of risk existing within the Business Line and externally. Engage in research, peer networking, and experience to anticipate critical risk issues impacting the Business Line. Understand where credit, market/liquidity, operational, strategic, reputational, compliance, and model risks exist in the Business Line and continually assess and improve controls to mitigate those risks. Monitor Key Risk Indicators and report on negative/adverse trends in Business Line. Monitor risk profile to maintain tolerance within Risk Appetite. Exam Management: Liaison with the Business Line for all exam related activities including regulatory, Quality Assurance, Internal Audit and Credit Risk Review. Review materials, responses and validate Business Line remediation work (e.g. artifacts, action plans, etc.) Manage and execute risk related activities and routines as part of the credit and operational risk programs: Quality Control, Issues Management, Scenario Analysis, Top Risk, Material Risk Program, Event Escalation.