Ensures adherence to the relevant policies and procedures. Represents 2LOD in all new CIB CLO Warehousing and Trade Receivables Securitization deal screenings, perform credit analysis to determine deal viability, and compliance with credit underwriting standards. Review and challenge on all new underwritings for products covered. Provides independent oversight of all aspects of credit quality of assigned portfolios, including the daily approval process of individual credits and the formal review process of the portfolio. Identifies, manages, and reports on the company's risk areas. Maintains up to date on all market developments, best practices, and trends within the broader CLO, Leverage Finance, and Securitization segments. Leads special risk projects and/or programs, business continuity and other incident response and security related activities supporting industry best practices. Essential Functions / Responsibility Statements: Oversees and ensures consistent quality control, accuracy, and compliance with internal policies and regulatory requirements for reporting processes. Ensures and executes ongoing maintenance of controls, mitigation plans, testing, and/o credit risk assessments. Partners with the accountable business owner for effective 1st and 2nd line of defense Risk Management and Controls. Provides oversights on risk-management content/processes. Provides oversights on risk-management content/processes followed by the 2nd line of defense. Evaluates the adequacy and effectiveness of data, document retention, and monitors systems. Acts as a subject matter expert (SME) while providing leadership, guidance, and mentorship.
Learn more about this Employer on their Career Site