Compliance Officer

COMPLIANCE OFFICER
ALDERLEY EDGE
UP TO 30, 000 doe

Our client is seeking to add to their Compliance team and keen to speak with individuals who have previous experience gained in the UK Financial Services sector (this is an essential requirement).

You will be responsible for onboarding new clients and undertaking a range of checks to ensure they are compliance with FCA regulation.

- Completing audit check on clients
- Undertaking anti-money laundering checks
- Onboarding new clients
- Onboarding clients with third party lenders
- Maintaining records in the CRM system
- Liaising with clients regarding their account and any outstanding information
- Liaising with internal teams
- Completing general administration tasks
- Supporting account managers
- Ensuring FCA guidelines are met
- Managing the compliance email inbox

Candidates must live in Alderley Edge or the surrounding area - own transport required due to rural location. You must have previous UK based FS industry experience.