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This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA.
You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. You will report into the Head of Compliance.
Duties will also include:
- Oversight of the T&C function for the wealth management firm
- Provide ongoing development and improvement, personalised to the needs of the team and business
- Ensure everyone in the firm have the right skills, knowledge and expertise to carry out their respective duties
- Develop measurable and meaningful KPIs for the team and team members
- Maintain appropriate records to evidence your activities
- Ensure MI is produced for the senior management team
- Provide advice and guidance to the business on all aspects of T&C, file checks, Consumer Duty, financial promotions, recruitment etc
- Create and maintain T&C policies
- Plus other related training and competence duties
T&C Manager Requirements
- You must be an experienced T&C professional within Wealth Management, such as T&C Manager
- You must be capable of training new and existing team members including Financial Advisers, Paraplanners and other related job roles
T&C Manager Benefits
- Salary of circa £40,000 - £50,000
- Plus, 3% & 5% pension contribution, 4x DIS, 23 days holiday plus bank holidays and your birthday off and financial support towards exams
- Hybrid role, with need to be in their Castle Bromwich frequently
- Excellent mentoring support from highly accomplished team
Locations
East Birmingham
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